SEC Rule 144A

Results: 115



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6173rd United States Congress / Financial regulation / Financial economics / Self-regulatory organizations / Securities Exchange Act / NASDAQ / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Rule 144A / United States securities law / Economy of the United States / United States Securities and Exchange Commission

Microsoft Word - Release[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2005-02-03 14:53:37
62Financial regulation / SEC filings / Stock market / Financial economics / Financial system / Securities Act / Rule 144A / Benchmark / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

By e-mail to: [removed] Mr. Jonathan G. Katz Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2006-03-03 20:26:58
6373rd United States Congress / Financial economics / Financial system / Securities Exchange Act / Stock market / Trade Reporting And Compliance Engine / Rule 144A / Financial Industry Regulatory Authority / Securities Act / United States securities law / United States Securities and Exchange Commission / Financial regulation

Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Dissemination of TRACE Trade Information; Rel. No[removed], File No. SR-NASD

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Source URL: www.sec.gov

Language: English - Date: 2005-12-29 16:47:29
6473rd United States Congress / Financial economics / Economy of the United States / Stock market / Securities Exchange Act / Trade Reporting And Compliance Engine / Rule 144A / Financial Industry Regulatory Authority / Securities Act / United States securities law / United States Securities and Exchange Commission / Financial regulation

Notice of Filing of Proposed Rule Change Relating to Dissemination of Information on TRACE-eligible Securities Transactions

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Language: English - Date: 2005-11-03 17:04:04
65Finance / Financial system / 73rd United States Congress / Financial services / Stock market / Securities Act / Rule 144A / Securities Exchange Act / Security / Financial economics / United States securities law / United States Securities and Exchange Commission

Microsoft Word - IIB Comment Letter on Proposed Reg B.DOC

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Language: English - Date: 2004-09-02 10:00:33
66Finance / 73rd United States Congress / Business / Stock market / New Deal / Securities Act / Rule 144A / Securities Exchange Act / Qualified institutional buyer / United States Securities and Exchange Commission / United States securities law / Financial economics

November 28, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE

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Language: English - Date: 2006-11-29 14:01:06
67Stock market / 73rd United States Congress / Finance / Investment / New Deal / Securities Act / Securities Exchange Act / Qualified institutional buyer / Rule 144A / United States Securities and Exchange Commission / United States securities law / Financial economics

Microsoft Word - CommentLetter.SEC.De-Registration[removed]3marked.doc

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Language: English - Date: 2006-03-03 20:22:41
68United States Securities and Exchange Commission / Finance / Business / Corporate finance / 73rd United States Congress / Securities Act / SEC filing / Rule 144A / Securities Exchange Act / Stock market / United States securities law / Financial economics

Cravath, Swaine & Moore LLP on S7-12-05

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Language: English - Date: 2006-03-03 19:59:40
69Financial regulation / Finance / 73rd United States Congress / Securities / Stock market / Rule 144A / Securities Act / Regulation D / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / Financial economics

December 21, 2012 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]

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Language: English - Date: 2012-12-27 15:15:03
70Financial regulation / Business / 73rd United States Congress / SEC filings / United States corporate law / Securities Act / Securities Exchange Act / Rule 144A / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / Finance

European Companies on S7-12-05

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Language: English - Date: 2006-03-03 19:47:04
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